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FINRA Arbitration Settlement

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Posted on Dec 14 2009

The firm recently settled a significant case that was pending before the Financial Industry Regulatory Authority (FINRA) in which the firm's client alleged that the broker/dealer with which she was affiliated invested her $1.1 million portfolio in stocks that were unsuitable for someone of her age and circumstances.  The firm is pleased that it was able to obtain a significant recovery on behalf of its client.  This the second FINRA arbitration the firm has handled in the past year and adds to the firm's growing knowledge and experience before this financial regulatory body.

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Matthew Dallas Gordon, LLC, located in West Hartford, Connecticut, is a civil litigation law firm representing individual and business clients throughout the Greater Hartford area and across Connecticut communities in Hartford County, Fairfield County, New London County, and New Haven County.

We  provide a wide range of services in employment litigation, personal injury, products liability, premises liability, insurance, commercial, municipal, and corporate litigation in both state and federal courts.

 

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836 Farmington Avenue, Ste. 221A • West Hartford CT 06119
Phone (860) 523-0471 • Fax (860) 523-0472

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